P1 POLICY REPORT FINANCE Date: October 6, 1995 TO: Vancouver City Council FROM: Director of Social Planning SUBJECT: Update on the Annual Review and Adjustment of the Community Services Grants Process RECOMMENDATION A. THAT Council adopt, as City policy, the revised criteria and priorities for Community Services Grants, as described in Appendix A of this report. B. THAT the Core Short-form process, described in Appendix B, not be implemented. GENERAL MANAGER'S COMMENTS The General Manager of Community Services RECOMMENDS approval of A and B. COUNCIL POLICY On September 30, 1993, Council adopted, as policy, the criteria and priorities which are used in assessing Community Services Grants. Council also adopted, as policy, the criteria and procedures for the Core Short-form (CSF) process, described in Appendix B. This process was to be implemented in 1995, but on November 22, 1994, Council deferred implementation until 1996. SUMMARY Social Planning staff conduct an annual review of the Community Services Grants priorities and criteria to ensure that they are relevant and useful. The conclusion reached as a result of this year's review is that few changes are needed. Staff are proposing some changes in wording to the Guiding Principles and statements of priority to make them clearer and easier to understand. We are proposing that our practice of requiring Board members at grants interviews be made into policy. Similarly, we are proposing that the guidelines we have used for determining whether or not a grant should be used for core staff costs be put into policy. Finally, we are recommending that the Core Short-form process, approved in 1993 but not yet implemented, be abandoned. This process would have provided multi-year funding to some eligible organizations, but we feel that the economic climate is too uncertain at this time to make such commitments. PURPOSE This report provides an update of the on-going review of Community Services Grants and seeks Council approval of some amendments to the grants' policies. BACKGROUND In September 1993, City Council approved changes to priorities and criteria for the Community Services Grants (CSG) program. At that time, Social Planning committed to review these changes as they were being implemented and to make any adjustments, as required, to improve the program. Also in 1993 Council agreed to a process for providing assured, multi- year funding to organizations which met specified criteria (described in Appendix B). For a number of reasons, this new process has not been implemented. Each year, after completion of the grants review process, staff have held de-briefing sessions to identify areas that worked particularly well and those that could be improved. Grant applicants have been surveyed to ensure that grant priorities remain relevant, and many of the groups we maintain close working relationship with provide ongoing feedback on the grants process. After two years of operation under the new criteria and priorities, staff have concluded that the general approach has worked very well, but some (relatively minor) changes are now needed. These are discussed in the next sections of this report. DISCUSSION The CSG review process has two components - applications are first checked to ensure that they meet the basic eligibility criteria, and then they are assessed to determine if they fit within the City's priorities for funding, both for the organization itself and for the service(s) provided. 1. Service Priorities Last year's statements of service priorities each began with the phrase "priority is given to organizations which .....". This caused confusion as some applicants felt that we would only consider the merits of the organization, paying little attention to the services offered, whereas others placed more emphasis on the services. In either case, it was not clear what criteria staff were using to determine priority. We are proposing that the statements of priority be re-worded (see part 6, Appendix A) to make it clear that priority is given to services and programs, as described. Previously, the priority statements took several different formats - some listed preferred services, some described objectives, and others described the conditions or environment under which the service should be provided. The proposed re- wording puts all the statements in the form of objectives or goals. This allows the applicants to determine which services will best meet those goals, and gives staff a more precise evaluation tool. Even with this proposed re-wording, the intent of the service priorities remains unchanged. Organizations responding to the "Feedback on Priorities" survey were almost unanimous in their support for the priorities as they are. 2. Guiding Principles One of the most significant changes adopted in 1993 was the introduction of principles which are intended to guide the operation of organizations in receipt of City grants. Applicants are required to do a self-assessment of how well they are working within these principles when they first apply for grants. In subsequent years, they are asked about organizational changes and improvements over the previous year. When the Guiding Principles were first introduced, they were not used to assess eligibility for funding. However, as organizations develop a better understanding of what is expected, failure to put considerable effort into working within these guidelines is becoming a more predominant factor in grant evaluations. The wording of the Guiding Principles (see part 5, Appendix A) has been changed a little to be clearer statements of principle. However, the intent remains the same. The most significant change in wording is with the principle of inclusion. There is now specific recognition of the fact that not all organizations are set up to deliver services to all residents; however, they are still expected to be inclusive within their own mandated community. 3. Disadvantaged Residents In reviewing the Guiding Principles, we noted that one (titled "serving and working with disadvantaged residents") is more appropriately a statement of priority. Consequently, we are proposing that this no longer be a Guiding Principle. Rather, it should be included as a statement which applies to all the priority service statements (see the preamble to part 6, Appendix A). Thus, within each target group, priority is given to services which are provided to disadvantaged residents and which meet the goals in the priority statement. 4. Core Short-Form In 1993, City Council approved, in principle, the concept of a shortened application and review process and assurances of continued core funding to organizations which met certain criteria - this process was called Core Short-form (CSF) and is described in detail in Appendix B. Implementation of this process was deferred until 1996 to give time to assess the impact of the 1993 changes to the CSG program. Although the CSG program has stabilized, significant changes in the external environment in which the grants programs operate are looming. The downloading of Federal programs to the Provincial jurisdiction is causing the Province to re-assess its priorities and funding programs. Also, severe cut-backs in some types of programs have been implemented, and more are planned. These two factors particularly affect programs the City jointly supports or provides ancillary support to. Consequently, staff are recommending that no grants programs which involve longer-term assured funding be implemented now or in the foreseeable future. Although there is a need for funding stability within community organizations, we feel that the potential costs of losing funding flexibility outweigh potential benefits to the community. 5. Policy Amendments a) Representation at grant interviews - as part of the grant review process, Social Planning staff conduct face-to-face interviews with applicants. All applicants are requested to send at least one Board member to these interviews. We have found that it is useful and productive for the Board to hear first hand what the City's priorities and approaches are, and it provides us with an opportunity to see if there is any difference between the goals and objectives of the organization's Board and staff. This year, one organization refused to send a Board member, claiming they had decided not to get involved in such things, and two others held meetings where the scheduled Board members did not appear. Staff feel strongly that the benefits of having some Board representation at the interview far outweigh the small measure of inconvenience they may experience. Therefore we are recommending that attendance by at least one Board member at the grants review interview become, by policy, a basic eligibility requirement (see part 2, Appendix A). All grant applicants have volunteer Boards, and in a few instances, no one is available from these Boards during regular working hours. Consequently, there may have to be a few more evening or weekend meetings scheduled (with resultant staff overtime), but experience has shown this would not be more than a few each year. b) Core funding - there was a great deal of confusion in the past year over the provision of "core" funding. The Core Short-form program, described above, contained a definition of core funding, but this only applied to certain organizations which met other CSF criteria. Although the CSF program was not implemented, many groups were aware of its provisions. Several organizations had been receiving core funding for many years, but with the changes to the CSG program in 1993, we have been slowly moving away from this form of general purpose funding towards funding for the specific priority services identified two years ago. This has caused some organizations to conclude that the City is devaluing their work or is "punishing" them for some unknown misdeeds. Consequently staff are recommending a policy (see part 8, Appendix A) which describes the circumstances under which the City will or will not fund core staff. In summary, we are proposing that organizations whose primary purpose and activities are eligible for City funding and are City priorities (this includes those in the Neighbourhood-based General Services category), will be considered for core funding. In all other situations, City grants will only be available for eligible, priority services offered by the organization. c) The priority for funding to immigrants and refugees has been for services and programs which encourage integration into a multi-cultural society. We have funded programs for specific cultural groups, but only where the situation makes this approach the most effective way to address individual needs, and only where the program is structurally tied to larger service networks and will support integration. Programs intended mainly to preserve the cultural heritage of any specific ethno-cultural group have never been funded by the City. Funding for these activities has been available through the federal government. In order to make this approach clearer for applicants, we are recommending adding a statement to the "don't fund" list which makes it clear that support will not be given for preservation of any particular ethno-cultural heritage (see part 4, Appendix A). 6. Response to Federal/Provincial Cut-backs By policy, the City does not fund services that are within the legislated mandates of other level of government. However, the City does fund programs that are provided by organizations that receive much of their revenue from the other levels of government (City grants account for less than 10% of the total operating budgets of City-funded agencies). The anticipated cutbacks in federal and provincial funding to programs which we are financially involved in will undoubtedly affect both the programs and the ways in which we support them. However, we do not yet know the extent of these cutbacks and any resultant re-allocations of funding, so we are not in a position to develop a coherent response vis-a-vis City grants. Some significant changes in the grant program will, in all likelihood, be needed within the next year or two. CONCLUSION Social Planning has completed its annual review of the Community Services Grants program. We have concluded that the criteria and priorities, with some relatively minor changes, are still relevant and useful. Given the uncertainties in continued funding from other levels of government for programs and services that we are involved in, staff are recommending that the concept of longer-term assured funding for some organizations be abandoned at this time. * * * * * ------------------------------------------------ APPENDIX A COMMUNITY SERVICES GRANTS - 1996 1. PURPOSE The City of Vancouver's mission is "to create a great city of communities which cares about its people, its environment, and opportunities to live, work and prosper." The Social Planning Department contributes to the fulfilment of this vision by: a) Working with colleagues, other civic departments and levels of government, and community organizations to ensure that accessible, equitable and appropriate social services are available to all residents. b) Building on the visions of inclusiveness and partnership and equity of opportunity, access and outcome which are so essential to the development of a fair and just society. The Community Services Grants represent an important and necessary tool which is available to us to help in achieving these goals. Specifically, these Grants provide financial support to non-profit organizations which are working with each other, the various levels of government (including the City) and residents to address social problems and bring about positive social change. 2. BASIC ELIGIBILITY - The organization must be a registered non-profit society in good standing with the Registrar of Companies. - The organization must have an independent active governing body composed of volunteers. Its main responsibility must be program and policy development, and acquisition of other funds. The Board is held responsible for the effectiveness of services provided and financial accountability for funds received from all sources. At least one Board member must be present at meetings with City staff to review the organization's grant application. - All organizations receiving funds from the City of Vancouver are required to have the following or similar clauses in their constitution and by-laws: a) Staff members cannot be voting members of either the Board of Directors or Executive of the Association; b) No director shall be remunerated for being or acting as a director, but a director may be reimbursed for all expenses necessary and reasonably incurred by him/her while engaged in the affairs of the society. - The organization should not act in the capacity of a funding body for, or make grants to any other group or organization. - The organizational will be able to show that it has fully explored other sources of financial support. - The organization must extend its services to the general public in the City of Vancouver, and shall not exclude anyone by reason of religion, ethnicity, gender, age, sexual orientation, language, disability or income; except in instances where it can be proven that exclusion of some group is required for effective targeting of another group to occur. - Community Services grants are only for services delivered to Vancouver residents. An organization may serve a broader geographical area or client group, but City funds will apply only to services provided to Vancouver residents. 3. GRANT REVIEW CONSIDERATIONS In reviewing grant applications and preparing recommendations for grant allocations, Social Planning staff will give primary consideration to the following factors: a) Basic eligibility and organizational efficiency, effectiveness and stability. b) How the organization is working within the Guiding Principles. c) The priority of the proposal as determined by its match with the City's stated Service Priorities. In addition, the following factors will be taken into account: - numbers of residents served - effectiveness and quality of service - financial need of the organization - cost of the service(s) - community support - role and number of volunteers - use of existing community services and facilities Not all organizations meeting the above criteria will automatically receive a grant or grant increase. Grant allocations are dependent on the Community Services Grants budget, as established by City Council. 4. COMMUNITY SERVICES GRANTS ARE NOT FOR: - services which are primarily recreational or educational (in particular academic or technical training) - medical treatment, maintenance or rehabilitation programs - research - transportation - residential programs or housing - duplication of services which are clearly within the legislated mandates of other governments or departments; e.g., Continuing Care Programs, settlement programs, employment and job training, Alcohol and Drug treatment programs, licensed Childcare programs, etc. (Note: this does not preclude cost sharing on programs which are within the mandates of several jurisdictions.) - payment of City property taxes - capital expenses - operating or capital deficits - direct welfare supports, including food banks - agencies which are primarily funding bodies to other organizations - processing legal or human rights cases - services or programs directed to the preservation of any ethno-cultural heritage Organizations receiving Community Services Grants may provide one or more of the services noted above, but the City's grant cannot be used for these purposes. 5. GUIDING PRINCIPLES We have an expectation that organizations applying for and receiving Community Services Grants share certain fundamental values and objectives in common with the community at large and the City. Organizations must be able to demonstrate that they are actively engaged in working towards ensuring that the following principles provide the primary direction for the work and functioning of the whole organization: a) Working together, not alone - organizations which work well with other organizations in their communities are more effective, efficient and responsive than those which operate in isolation, or with minimal contact. There is a wide range of ways in which organizations can work together, including co-operation, collaboration, co-ordination and integration. b) Using an inclusive approach - one of the primary characteristics of Vancouver communities and neighbourhoods is the broad diversity of its residents. Integration of the many components of this diverse population into a multi- faceted whole is preferred over the creation of isolated solitudes. Community organizations have mandates (often self-defined) to serve many different communities - those seeking City support must ensure that the goal of their mandates is integrative and that their policies, services, and programs are appropriate and relevant to the communities they are mandated to serve. The organization needs to acknowledge, accept and respect the legitimacy of individual differences, including gender, age, disability, sexual orientation, ethnicity, language, income, or religion. Ultimately, the measure of inclusion is found in the history, policies, and service delivery practices of the organization and in the degree to which each person is treated as an individual, rather than as a stereotypical member of a group. c) Ensuring opportunities for participation by all - active participation by all stakeholders in the planning and implementation of services, programs or organizational changes which will affect them will produce results which are longer lasting and more appropriate. While it may seem quicker and easier to have the organization run by a small number of people, one of the strongest catalysts for social change is the involvement and empowerment of all the people affected by the change. All organizations applying for Community Services Grants are asked to describe what they were and are doing to operate within these principles, and to assess how effective they have been in incorporating these values in the organization's work and structure. In the self-assessment of each organization, we will be looking for references to staff, volunteer and Board development plans, policy development and descriptions of organizational change. 6. PRIORITY SERVICES Priority services are those which are specifically directed to serving and working with residents who are experiencing social, physical and/or economic disadvantages and/or who face discrimination. The focus of the service(s) should be on providing additional supports and removing barriers so that disadvantages are removed or compensated for, and discrimination is identified and eliminated. All services funded by Community Services Grants should be community-based, relate directly to need, help to empower, and be respectful of those served. Within the context of this overall priority, further priority is given to services which respond best to the specific needs and goals identified for one or more of the groups of people listed below or to the support needs of organizations providing these types of services. No preference is given for any one method for meeting these objectives; our emphasis is on using whatever method works best in any particular situation. - Children and Youth Priority is given to services or programs which provide children and youth who are at risk or at a disadvantage with the resources, skills, and opportunities to allow them to participate fully with their peers. - Families Priority is given to services which are designed to prevent family breakdown, support family relationships, structures, and the development of healthy parenting skills. - Gays and lesbians Priority is given to the development of individual and group support systems and to programs which are intended to end discrimination against gays, lesbians and trans-gendered people. - Immigrants and Refugees Priority is given for services aimed at removing the barriers to access to service which exist for many members of ethnic communities and/or facilitating the integration of new-comers into community life. Community development and organizing within any single ethnic group or among groups is also a priority, especially for newly arrived groups with unique and serious problems and inadequate resources to deal with them. - Native Services Priority is given to community development and Native organizational development which will improve coordination of existing services and assist in the development of new services. - Support to other non-profit organizations Priority is given to commonly needed services and programs which are intended to support and assist other non-profit organizations in the delivery of their services in a more effective and efficient manner. This includes program development and support for volunteers, the promotion of volunteer participation and training and organizational development programs. - People With Disabilities Priority is given to the provision of additional or specific types of assistance that people with disabilities need in order to have equal access to services and opportunities and to help lessen isolation and discrimination; this includes advocacy aimed at securing these types of services or protecting the rights of people with disabilities. - Prevention and alleviation of poverty Priority is given to community development programs which are intended to empower people with low incomes, with the goal of reducing the affects of poverty, and ultimately to eliminate poverty. - Residents in poor or service deficient neighbourhoods Priority is given to organizing and working with local residents to develop and implement strategies to deal with local issues and concerns. - Seniors Priority is given to services which are intended to reduce isolation, help seniors to retain their independence and develop support networks across and within cultural communities. - Women Priority is given to services which address the issues of poverty, violence, discrimination, and equality, particularly as they relate to women. 7. NEIGHBOURHOOD-BASED GENERAL SERVICES Organizations applying for this type of Community Services Grant must be providing neighbourhood-based social services and community development programs. Such organizations must be multicultural, multi-purpose and must support linkages to and from the community. They must also provide coordination and support collaboration and integration with other service providers and community organizations in the neighbourhoods in which they operate. Grants are provided primarily for core staff costs to enable the organization to secure other program and project money and to carry out its outreach, linkage, diversity and inclusion work. 8. CORE FUNDING The stated priority for City funding is for specific types of programs or services, delivered to specific target groups. In organizations where the primary goal and activity of the organization is to provide these types of services, consideration will be given to providing grants to support core staff, as these are the staff positions which enable the effective and efficient delivery of these services. As noted above (in section 7), funding for organizations in the Neighbourhood-based General Services category will be directed to core staff as this is usually the best way of supporting the coordination and delivery of a wide range of neighbourhood services, as well as supporting the community development/ linkage function. In organizations where a substantial proportion of the service provided is ineligible for City funding or where the primary purpose of the organization is to meet needs not included in the City's list of priorities, core funding will not be provided; grants will only be for the specific services eligible for City funding. 9. RENT SUBSIDY GRANTS Organizations which are renting their premises from the City, and the property is held in the City's Property Endowment Fund, may apply for a Community Services Grant to provide a rent subsidy. The organization must be eligible for a Community Services Grant. Social Planning's recommendation for or against such a grant will be based on the grant review considerations noted above. 10. TERMS OF COMMUNITY SERVICES GRANTS The term of a Community Services Grant is one year, from January 1 to December 31. * * * * * -------------------------------------------------------- CORE - SHORT FORM (CSF) GRANT (BAS Replacement) PURPOSE - to provide a shortened application and review process and assurances of continued core funding to organizations which meet the criteria. Such organizations apply using the 'short' form, and would normally be subject to full review only once every 4 years. Social Planning commits to recommend for Council approval, early in each year, continued funding (at the previous year's level, as a minimum) for organizations eligible for the CSF Grant. The Grants program is losing some flexibility through the provision of CSF Grants; it is expected that the organizations receiving the funding will compensate for this by providing flexibility in their programming and resource allocation. Therefore, eligible organizations will be required to demonstrate, annually, how they are meeting the changing needs of the community they serve. In addition, a description of the organization's efforts to bring about the changes contemplated in the Guiding Principles will be required annually. CRITERIA - the City CSF grant is only for core staff funding (see definition of CORE below) - the organization must be eligible for a regular CS Grant in either the Priority Target Group or Neighbourhood-based General Services Stream - the grant must cover at least 20% of core staff costs - the minimum grant amount is $5,000 - the grant must represent less than 33% of the organization's total operating budget - at least 3 continuous years of City CS Grant funding, immediately prior to applying for CSF funding - no conditions on the City Grant in the previous year OPTING OUT OF CSF - any significant changes in staff, client numbers or composition, funding from other sources, or in the organization itself, or any major concerns or complaints from Social Planning or the community could result in the regular review process being applied - the organization may opt out at any time for any reason FULL REVIEW TIMING - all organizations will receive full review in 1994 - beginning in 1995, 1/4 of all eligible organizations will be subject to a full review, with another 1/4 receiving a full review in each of the next 3 years - after 4 years, a regular review every 4 years will be instituted on a rotating basis, as determined from the last date of a full review ONGOING SOCIAL PLANNING CONTACT - each organization receiving a CSF Grant and which does not have regular contact with Social Planning will be asked to meet with SP staff at least once annually (not during Grant review time) to discuss: community issues, trends, and concerns; the actions that the organization is taking to address City and local community priorities; and any significant changes in the organization's programs, services or funding - all organizations will be assigned an SP staff contact person (most already have one) DEFINITION For the purposes of CSF Grants, "Core staff" is defined as: - the person (or persons) who is responsible for the on-going administration, management, and supervision of the entire organization, not just a part or one aspect of it; AND - the person (or persons) who is responsible for the initiation, coordination and implementation of all the programs and services offered by the organization; AND - the administrative or clerical support staff assigned to work for and with the positions noted above on the overall administration and programming for the organization For example, typical job titles for "core staff" include: Executive Director, Manager, Director, Coordinator, Program Coordinator, Office Manager, Executive Assistant, Programmer, Secretary to .., Assistant to.. Note, however, that "core" is defined by function, not title. In instances where a large organization is sponsoring a program or service which functions primarily as a stand-alone service, with staff having considerable budgetary and personnel control and independence, then some or all of the staff working in this program who meet the terms of the definition above may be designated as being "core staff". * * * * *