ADMINISTRATIVE REPORT Date: September 27, 1996 TO: Vancouver City Council FROM: Director of Finance SUBJECT: Renewal of Fiscal Agency Agreement RECOMMENDATION A. THAT Council authorize the Director of Finance to conclude a renewal of the Fiscal Agency Agreement on behalf of the City with RBC Dominion Securities Inc., in essentially the same form as the expiring agreement. The term will be for three years commencing on January 1, 1997 and expiring on December 31, 1999, subject to cancellation by either party on 60 days notice. B. THAT, prior to the issuance of any debentures under the renewed agreement, the Director of Finance be instructed to report the terms and conditions of a prospective issue to City Council or, if Council is unable to meet, to the Mayor, the Chair of the City Services and Budgets Committee and the City Manager for approval. GENERAL MANAGER'S COMMENTS The General Manager of Corporate Services RECOMMENDS approval of A and B. COUNCIL POLICY There is no Council policy directly applicable to this matter. BACKGROUND RBC Dominion Securities Inc. and its predecessor companies have been the City's fiscal agent for a number of years, and have a history of serving the City extremely well. A fiscal agent provides expert advice on the timing and size of debenture issues, orderly marketing procedures to avoid conflicts with other competing borrowings, and favourable exposure of the name of the borrower in the capital markets. -2- Over the years, RBC Dominion Securities has assisted the City with the placement of a considerable number of successful debenture issues, including the preparation of related financing documents and various presentations to the rating agencies. The City is currently rated as a triple 'A' credit by Standard and Poor's, Moody's and Dominion Bond Rating Service. DISCUSSION It is impossible for the City of Vancouver as a borrower to be sensitive and up to date on market conditions at all times. We therefore rely on our fiscal agent to supply this advice and guidance on an ongoing basis, but this service is much more critical when the City is about to launch a debenture issue, because significant savings in interest and issue costs are possible if a borrower can position itself to take advantage of favourable market conditions. The fiscal agency agreement sets out the mutual understandings and general terms and conditions between the City and RBC Dominion Securities Inc. The document itself is not a formal contract and basically outlines how our capital financing requirements will be handled. The agreement is cancellable on 60 days notice by either party, and the terms and conditions applicable to each debenture issue are subject to mutual agreement at the time of the issue. The formal items of the agreement refer to expenses and commissions, both of which are relatively standard across the industry and are negotiable during the term of the agreement. In summary, the agreement documents a process for the marketing and sale of City debentures. CONCLUSION The City's debentures are best sold to investors through and by a fiscal agent having expert knowledge of the domestic and foreign capital markets. RBC Dominion Securities Inc. has established an excellent track record with the City in that regard and a renewal of their current fiscal agency agreement is recommended on that basis.