CITY OF VANCOUVER

POLICY REPORT
OTHER

 

Date:

November 3, 2004

 

Author:

Janice MacKenzie/
Wendy Au/Lindsey Richardson

 

Phone No.:

604.873.7999

 

RTS No.:

04642

 

CC File No.:

1012

 

Meeting Date:

February 3, 2005

TO:

Standing Committee on City Services and Budgets

FROM:

City Manager

SUBJECT:

External Relations Program (ERP)

RECOMMENDATION

A. That the recommendations in this report be referred for consideration with the 2005 budget.

B. THAT an External Relations Program (ERP) to direct, coordinate and facilitate the City's external relationships affiliated with visit coordination and support, event protocols and related responsibilities, international partnerships and protocol, be established.

C. THAT the External Relations Program be administered by the Office of the City Clerk.

D. THAT Council allocate ongoing support beginning April 1st, 2005, without offset, for the External Relations Program in the form of:

i. One Regular full time Director of External Relations, subject to classification by the General Manager of Human Resources, at a prorated cost of cost of $65,087 (estimated $86,783 annually) including benefits, with a mandate to provide oversight, represent the City to external partners, create policy and guidelines on matters of protocol, and strategically plan the City's external relations.

ii. One Regular Full time External Relations Coordinator, subject to classification by the General Manager of Human Resources, at a prorated cost of $41,948 (estimated $55,930 annually) including benefits, with a mandate to provide logistical and coordination support, administer the External Relations Program and provide research and information support for related activities.

iii. A start up budget of $5000 for each position, totaling $10,000 in 2005 only, for furniture and computers.

E. THAT funding in the prorated amount of $52,500 ($70,000 annually) be allocated on an ongoing basis to the City Clerk's annual budget, without offset, for office space rental, program development and administration, protocol functions, ongoing office costs, and expenses for related activities and ongoing operations.

F. THAT Council direct the External Relations Program Steering Committee to conduct a program review one year after the start date, submitting a report to Council that includes information on implementation issues, activities, challenges, resource needs, and reporting relationships.

COUNCIL POLICY

There is no existing Council policy related to the City's external relations, with the exception of Vancouver's Sister City Agreements.

In 1986, City Council moved that no further Sister City Agreements be adopted in order to focus efforts on existing Sister Cities. Sister City Agreements were folded into the City's Strategic Cities Program in 1987. Council later moved that, "commencing in 1992, the Strategic Cities Program be discontinued and that responsibility and present budgets for the ongoing elements be reallocated." A new framework for Sister City relations was initiated at the beginning of 1992 in which the City Clerk assumed responsibility for maintaining official contact with Sister Cities.

SUMMARY

This report proposes the creation of an External Relations Program (ERP) to provide direction and oversight for the City's external relations and related initiatives, and to support and coordinate certain activities that require staff-specific expertise, such as best practices sharing or international development projects.

The City has other ongoing external relationships that are related to the City's mandate and ongoing work such as those with the GVRD, other levels of government and the Federation of Canadian Municipalities (FCM). The management of these relationships is embedded in the City's day-to-day responsibilities.

The relationships and activities that will fall under the mandate of the proposed ERP include:

The City currently manages these external relationships on an ad hoc basis; there are no dedicated staff to handle them and few resources available for them. The City lacks policy and guidelines to direct them or determine the legitimacy of particular requests. As a result, there are inconsistent approaches to these external relationships. Concerns over the City's ability to maintain sophisticated relationships as interest in the City rises and upcoming major events draw nearer suggest that the City could greatly benefit from a revision of its current practices.

The External Relations Program will develop and execute a corporate strategy that will coordinate a number of presently dispersed but closely related activities. The ERP will also address the current absence of policy pertaining to these relationships and provide broad understanding and oversight of the City's external relations. It will manage visitation, partnership, and protocol related activities and responsibilities, prepare for coming challenges, and coordinate the efforts of the City in order to use staff time and resources effectively.

In order to do this, two distinct skill sets are required. The first involves broad oversight, the ability to represent the City and liaise with external partners, the creation of policy and guidelines, and the strategic planning of the City's external relations. The other involves coordination, research, logistical support, and administration. It is because of the anticipated workload and this separation that the creation of two positions is requested. (For potential job descriptions for the two positions, please refer to Appendix F of the attached discussion paper.)

It is also recommended that the ERP be located in the City Clerk's Office, as City Clerk's is a corporate department that already handles some of the relationships and activities that are in the proposed mandate of the ERP. City Clerk's has close links with both Council and the bureaucracy, and has the ability to manage information flow and reporting structures. The ERP Steering Committee will continue to provide guidance on an as-needed basis.

It is also recommended that regular and ongoing evaluations of the program be performed.

PURPOSE

To obtain Council approval to establish an External Relations Program and create two positions, subject to 2005 budget considerations, to administer the program - A Director of External Relations and an External Relations Coordinator.

BACKGROUND

Managing and participating in external relationships and their related activities often requires significant staff time - both in their planning and organization, and in their execution. Pressure has been mounting as departments seek to fulfill responsibilities and accommodate requests from interested parties. The risk that the City will compromise its ability to respond to increasing requests and to meet obligations to its external partners is a serious reality.

The City Manager's and Mayor's offices therefore initiated a review of the way the City handles its external relations. This resulted in the formation of a steering committee comprised of officials from the Mayor's Office, City Manager's Office, City Clerk's office, Equal Employment Opportunities Office and City Planning.

The review has involved extensive consultation with City Council, senior managers, their staff, and officials in other Canadian and U.S. cities. The discussion paper, dated November 3, 2004 and entitled "Vancouver's External Relations: Roles, Responsibilities, Challenges and Opportunities," outlines the results of the review. (Appendix A)

This report is based on the assessment and recommendations put forward in the discussion paper. It calls for a coordinated and strategic approach to the City's External Relations that achieves the following objectives:

DISCUSSION

Currently, there is no central coordination or management of the City's external relationships. Staff in a variety of departments try to respond to requests as they come in and manage them in addition to regular duties.

Further, undertaking external relationship activities can create a number of sensitive situations. There is concern about the appropriate commitment of resources, the legitimacy of particular requests, cultural and political sensitivities, and the overall benefit of certain activities.

Interest in the City continues to increase as Vancouver's establishes itself as a leading international city. As upcoming world class events draw nearer, responsibilities and requests will continue to rise. Increases will exacerbate the issues that exist because of the current lack of institutional capacity, absence of policy and guidelines, and concerns around protocol.

Proposed Scope of ERP Activity

Managing the City of Vancouver's external relationships through the ERP will be a multi-faceted undertaking. The proposal for a revised approach for the management and coordination of the City's external relations can be summarized as follows:

I. Visit Coordination and Support

II. Event Roles and Responsibilities

III. International Relationships

IV. Protocol Responsibilities

Resources

At present there are no dedicated staff assigned to the management and coordination of the City's external relationships. In order to implement a well planned, organized, and effective program, it is proposed that there will be two dedicated staff positions, with modest requirements for operational funding.

Staff

Operational Funding

Council and existing staff in various departments will continue to participate in external relations activities. The ERP is not designed to replace the expertise they provide. Instead, the proposed Director of External Relations and External Relations Coordinator will oversee and coordinate these activities, provide guidance and support where needed and appropriate, and act as the lead for the City in matters of protocol.

FINANCIAL IMPLICATIONS

It is recommended that as part of the 2005 Budget Consideration that a prorated amount of $169,535 (estimated $212,713 in annual funding thereafter) be allocated to create one full time Director of External Relations (estimated $ 65,087 for 2005 and $86,783 thereafter including benefits), one External Relations Coordinator (estimated $41,948 for 2005 and $55,930 thereafter including benefits), and operational funding of $ 52,500 for 2005 and $70,000 thereafter be allocated on an ongoing basis without offset. It is also recommended that $10,000 be allocated as one-time funding in 2005 for office setup.

Ongoing operational funding, exclusive of office set up, will be used for office space rental, program development and administration, protocol functions, ongoing office costs, and expenses for related activities and ongoing operations. The source of funds for this expenditure would be the Operating Budget and would be ongoing.

Funding amounts prorated for a start date of April 1st, 2005, and those for the ongoing budget are as follows:

Expenditure

2005 Budget
(April 1st start date)

Ongoing Budget

Director of External Relations

$ 65,087

$ 86,783

External Relations Coordinator

$ 41,948

$ 55,930

Operating Budget

$ 45,000

$ 60,000

Office Space Rental

$ 7,500

$ 10,000

Start up Funding (office setup)

$ 10,000

-

Totals

$169,535

$212,713

CONCLUSION

The proposed ERP will develop the institutional capacity and expertise in an area of activity where these are largely absent. It will ensure that the City of Vancouver treats all the activities and relationships related to external relations consistently and that the City fulfills its responsibilities to the best of its ability. It will also enable the City to maximize the opportunities presented by its external relations.

The proposed ERP will provide the City with the capacity to obtain a better understanding of its external relations activities. It will comprehensively document requests, activities, and the administration involved in external relations related work, and will provide a more complete picture of the breadth and scope of the City's activities.

Any decision to undertake an external relations activity must be based on an assessment of its potential benefits weighed against its potential cost. In more than just financial terms, this represents a broad understanding of the important function that external relations activities serve. It also respects that resource limitations require engagement to be strategic, selective, and coordinated.

Council and staff serve a representative function on behalf of the City; their involvement demonstrates the City of Vancouver's commitment to certain principles, issues, and initiatives. It is important, then, that an understanding of the implications of accepting and extending invitations be incorporated into decisions about which ERP activities to support, as this support can have political and financial implications.

The ERP will focus on effectively managing current demand and anticipated increases in the workload associated with external relationships. It will not seek to unnecessarily expand external relations activities. It will instead provide direction, oversight and guidance, ensuring that City resources are used effectively and strategically, and that upcoming challenges are successfully managed and opportunities optimally utilized.

* * * * *

Appendix A

A Discussion Paper On:

THE CITY OF VANCOUVER'S
EXTERNAL RELATIONS

ROLES, RESPONSIBILITIES, CHALLENGES AND OPPORTUNITIES


City of Vancouver

November 3, 2004

TABLE OF CONTENTS

I. Executive Summary 1

II. Background 3

III. Current Situation 3

IV. Pressures Forcing Change 7
A. Lack of Institutional Capacity 7
B. Upcoming Major Event Responsibilities 7
C. Policy Vacuum 8
D. Protocol Concerns 8

V. Developing a Course of Action 9
A. Program Objectives 10
B. Scope and Activities of a new External Relations Program 10
Visit Coordination 11
Event Roles and Responsibilities 13
International Partnerships 14
Protocol Responsibilities 15

D. Resources 17
E. Organizational Options 19

VI. Implementation Issues 20

VII. Recommendations 22

VIII. Appendices
Appendix A - City of Vancouver External Relations Categories 23
Appendix B - Examples of Upcoming Major Events and Meetings 24
Appendix C - External Relations in other Canadian Cities 26
Appendix D - Interim External Relations Guidelines 28
Appendix E - Annual Events in Vancouver 31 Appendix F - Potential Job Descriptions of External Relations
Staff 32

I. EXECUTIVE SUMMARY

The vitality of any city in an age of globalization depends a lot on what it does outside its limits. The City of Vancouver interacts extensively with its surrounding regional, national and global communities. These relationships and their related activities range from welcoming official delegations, participating in informal information exchanges and hosting major events to participating in national and international associations and negotiating with other governments.

The current model for managing the City of Vancouver's external relationships is no longer adequate, as the City currently attends to them on an ad hoc basis. As a result, there are inconsistent approaches to external relationships across the organization. The City generally operates reactively, potentially missing important opportunities.

The City of Vancouver's external relations can be separated into two categories. The first is related to visits, formal relationships and information sharing, and includes:

The second category encompasses advocacy and relationships involving policy development, which include:

A number of pressures are forcing a change in the way the City manages its external relations. The current lack of policy and institutional capacity, increasing interest in the City from outside groups, upcoming major events, and concerns over the City of Vancouver's ability to maintain sophisticated levels of formal and informal relations as interest in the City increases and major events draw nearer all suggest that the City needs to revisit its current practices. These pressures have created a number of instances that have emphasized the need for change.

As Vancouver strengthens its position as an important international city, both categories will play an increasingly critical role. The realization of the City of Vancouver's goals, the fulfillment of its responsibilities and its ability to capitalize on opportunities will depend on the success of its involvement with outside groups and organizations. This paper focuses on the first category of relationships, as they are in the greatest need of attention.

The principle advantage of instituting a formalized External Relations Program will be the development and execution of a corporate strategy that will coordinate a number of presently dispersed but closely related activities. It will address the current absence of policy, provide broad understanding and oversight of the City's external relations, support related activities, and prepare for coming challenges.

A number of possible approaches exist regarding the most appropriate way to proceed with a new approach to its external relations.

Recommendations for next steps include the following:

1. That the City of Vancouver move forward with the creation of an External Relations Program that addresses current needs and upcoming pressures. Its initial mandate would include the relationships and activities affiliated with visit coordination and support, event protocol and related responsibilities, international partnerships, and protocol;

II. BACKGROUND

Some of the City's external relationships are the result of the official responsibilities of the Mayor and City Council and of the City of Vancouver's role as a municipal government. Others, however, arise because of external interest in the City's specific expertise, such as its innovative approach to public consultation and involvement, and its planning, engineering, and administrative solutions. Others still arise because of Vancouver's ever-increasing profile on the national and international stage and its recognition as a liveable city.

Managing and participating in these activities requires significant staff time - both in their planning and organization, and in the execution of the activities themselves. Depending on the situation, the Mayor and some or all of Council may be involved.

Pressure is mounting within numerous departments as they seek to fulfill responsibilities and accommodate requests from interested parties. The City has visibly outgrown its current methods, as staff are already quite taxed by the demand and interest in the City is rapidly increasing.

It has become apparent that more efficient, effective and strategic means exist for managing external relationships.

The City Manager's and Mayor's offices therefore initiated a review of the way the City handles its external relations. This resulted in the formation of a steering committee comprised of officials from the Mayor's Office, the City Manager's Office, the City Clerk's Office, the Equal Employment Opportunities Office and City Planning.

The review has involved extensive consultation with City Council, senior managers, their staff, officials in other Canadian and U.S. cities. This discussion paper is the result of that consultation.

III. CURRENT SITUATION

Many of the City of Vancouver's external relationships are managed in addition to regular duties. There are few resources - dedicated staff or funding - to support them. There are also no policy directives to guide their management.

Undertaking external relationship activities can create a number of difficult or sensitive situations. It is sometimes unclear whether or not requests warrant the commitment of staff time and resources. In other cases, it may be inappropriate to refuse a request regardless of its value to the City. The intentions and interests of visitors can be difficult to assess. People have been passed from one staff person to the next because no one has official responsibility to accommodate them.

Relationships Types

The external relations activities of the City of Vancouver can be categorized into two distinct types of relationships. (A summary of these can be found in Appendix A.)

The first category focuses on visits, formal relationships, information sharing and protocol. These relationships are logistically demanding and have a less direct relationship with the policy environment, in that their function and outcomes do not involve policy development with outside entities. They are often one-off events, projects or relationships that may lapse after a given period of time.

The relationships and activities in the first category include:

The second category consists of policy or content-based initiatives, certain kinds of advocacy, and expertise oriented activities. This second category has a direct relationship with the external policy environment, is undertaken by numerous departments across the municipal government and is ongoing.

The relationships and activities in the second category include:

While both categories are important, the primary focus of this discussion paper is on the first category of visit and protocol focussed activities. This is because the second category's policy-oriented relationships are already undertaken by various departments and officials and are a part of their responsibilities. Although diffuse across the organization and lacking a coordinated corporate strategy, they are adequately managed and embedded in the City's day-to-day work.

Developing a corporate strategy and institutional capacity for the second category of relationships may be undertaken at a later date.

The current status of the first category of relationships can be summarized as follows:

Visit Coordination

Event Responsibilities

International Relationships

Sister Cities

International Development Projects

Other International Relationships and Agreements

Protocol Activities

IV. PRESSURES FORCING CHANGE

The City's ad hoc approach makes is difficult to assess its involvement. There is little information about the number of initiatives underway at any given time, making an inventory of activities and the resources committed to them unattainable. While there is a general consensus that the City needs to improve the management of its external relations, it is not feasible to do a precise cost-benefit analysis.

Yet, as the level of Vancouver's involvement rises, so do demands for establishing relationships, undertaking activities, and fulfilling official responsibilities. The City will need to accommodate the increase in resources required to manage them.

A number of existing and forthcoming challenges necessitate a more strategic approach to the Vancouver's external relations. These can be summarized as follows:

A. Lack of Institutional Capacity

External relations activities depend on the availability of staff time and resources that are not dedicated to them. There is no staff member with primary responsibility for external relations, the coordination of visits and the flow of information between departments, or protocol. Nor is there a central access point for outside groups. Staff may therefore be confused about proper procedures and burdened by tasks that are not part of their regular duties.

Because of the lack of institutional and coordination capacity, there are a number of consequences. These include:

External Relationships serve an important function in promoting the City, its objectives, civic engagement and particular kinds of expertise. Once the City decides how to manage these activities, it can then develop an institutional capacity for them and adjust resources accordingly.

B. Upcoming Major Event Protocols and Responsibilities

Vancouver will host a number of major events in the coming years. Vancouver's profile on the international stage and interest in the City have risen dramatically, and will continue to do so as a result. Some of these upcoming events include:

While some events will require minimal participation from the municipal government, others are major undertakings in which the City of Vancouver will play a major role and for which it has many responsibilities to meet. Still others will present unique opportunities for cultural, social, and economic development. The needs and relationships for these events can be complex and far reaching. (For examples of one-time events, athletic competitions and major conferences coming to Vancouver in the next several years please refer to Appendix B.) Events bring huge economic benefit to Vancouver, and the ability of the City to contribute attracting events is linked with the city's profile, which the municipal government plays a role in nurturing and promoting through is external activities.

C. Policy Vacuum

The City has no policy to guide its external relationships and the management of the resources required to sustain them. This is one of the primary contributing factors to uncertainty surrounding many of the City's external relationships. The City of Vancouver lacks articulated policy in the following areas:

D. Protocol Concerns

Understanding appropriate practices for these relationships is important to the realization of many City objectives. Protocol issues can be complex, and failure to manage them appropriately can result in embarrassment for the City. It also risks offending external relationship partners. Officials, Council members and managers are unclear about many issues surrounding protocols for external relationships. These concerns involve the following issues:

Protocol activities demonstrate an understanding and recognition of the procedures, activities and sensitivities of those people with whom we have external relations. The health of these relationships is a key component of promoting the City's interests.

Recommendation #1:

That the City of Vancouver move forward with the creation of an External Relations Program that addresses current needs and upcoming pressures. Its initial mandate would include the relationships and activities affiliated with visit coordination and support, event protocol and related responsibilities, international partnerships, and protocol.

V. DEVELOPING A COURSE OF ACTION

If the City of Vancouver wishes to take advantage of upcoming opportunities, use its resources efficiently, and fulfill its obligations as a public institution and major event host city, it will need to address the pressures forcing changes to accommodate its external relationships and related activities. It will need to outline a program based on an understanding of the benefits of a coordinated approach to external relations.

The role of new external relations program will be twofold. First, it will support and facilitate content based activities that involve specialized staff. Second, it will be the City's lead for protocol issues, activities and protocol related policy. Staff will not replace the participation of department officials that contribute their expertise, but will instead, where appropriate, support and organize their involvement.

In moving forward, the City will need give consideration to:

A. Program Objectives

The creation of an External Relations Program will serve a number of objectives. These include:

The ERP's objectives are sufficiently general to reflect Vancouver's changing role and the variations in responsibility and involvement it will observe in the coming years. As such, any given activity must fulfill some or all of the ERP's objectives.

While the criteria outlined in these objectives are necessary conditions for undertaking an activity or relationship, they do not comprise a sufficient rationale for involvement in every case. Resource limitations dictate that the City must engage selectively and strategically to manage demand and enable opportunities for further growth.

The ERP will, wherever possible and appropriate, formalize the City's understanding of the appropriateness of certain kinds of travel, hosting, visiting and relationships. It will ensure that there are clear guidelines surrounding the City's external activities, and restrict inappropriate use of the banner of the City of Vancouver. It will enshrine the City's commitment to be a global citizen, solidify its reputation as a leading international city, and uphold high standards for its external activities.

B. Scope and Activities of a new External Relations Program (ERP)

Managing the City of Vancouver's external relationships will be a complex and multi-faceted undertaking. A variety of responsibilities, roles, and activities will ensure that the City fulfills its obligations, puts its best face forward and maximizes the benefit that it enjoys as a result of its external relationships.

The first task of ERP staff will be to address the current policy vacuum surrounding external relations activities. This will involve articulating a formal rationale, conducting an exploration of value of external relations activities, and outlining more prescriptive guidelines, procedures and protocols for a number of activities.

Toronto, for example, has produced documents to clarify the municipal government's role, including a protocol reference guide for all staff and Mayor and Council, and an international policy framework, approved by City Council, that includes reporting requirements and accountability mechanisms. Other cities manage their external relationships in a variety of ways. (For examples, please refer to Appendix C.)

The issues surrounding a revised approach to the five types of relationships and in the first category of Vancouver's external relationships can be summarized as follows:

a. Visit Coordination

Both incoming visits and authorized travel could benefit from a more coordinated approach. Providing oversight would maintain clarity around the City's purpose for hosting and travelling, provide understanding of the roles of delegates and officials that participate, coordinate visits and travel through a single person where appropriate, and ensure logistical and information-based support is available when needed.

Logistical and protocol support would include:

Information support for visits would involve:

These coordination and support functions would serve both official delegations and less formal professional courtesies, which can be described as follows:

Official Delegations

Professional Courtesies - Visits, Meetings, and Exchanges

A central coordinator could ensure that due diligence is performed before the City commits to any given request. This may require a "pushback," such as a request for a proposal or statement of intent, a business plan, or a counteroffer in order to vet a visitor's intentions and purpose. Often a simple requirement for any request for the City's services will filter out more questionable demands. For an outline of guidelines and a series of questions that could be used to assess requests, refer to Appendix D.

A point person could also serve an accountability function. The role of the ERP in planning travel will vary, but it could ensure that the City is aware of staff and Council members that travel as representatives of the City. They may submit a proposal requesting funding or be invited at no expense, but if they are travelling in their official capacity, they must be accountable for their purpose and costs.

All Canadian cities participate in both official visits and professional courtesies. For example, the City of Calgary divides responsibility for organizing visits by the type of visiting group. Official delegation visits are coordinated by the Mayor's office, while both corporate and departmental professional courtesies are handled by the relevant departments. The City Clerk's office offers a "tour program" with tours of City Hall, the Municipal Building & Council Chambers provided by trained volunteers.

b. Event Roles and Responsibilities

The City of Vancouver is affected by events in one of two ways. It can be directly involved in the planning and hosting of the event with the support and sanction of City Council for its participation. Or, an outside organization could require assistance from the City for the successful staging of an event. The existing policy is not to provide funding or in-kind services for events that the City is not involved in. However, a variety of different grants help existing and new events. In 2004, Council approved a policy statement in support of celebrations, sporting events and special events:

FEST

Major Events

From the perspective of the City's external relationships, the responsibilities of external relations staff for upcoming major events will involve:

External Relations staff may also liaise between FEST, major event secretariats and working groups to ensure that the relationships critical to events are maintained, healthy, and promote the City of Vancouver's related objectives.

c. International Partnerships

At the City there is a consensus that it is important that the City of Vancouver take an active role in the world, but that the City's current approach overlooks opportunities for more meaningful exchanges and interaction.

The City has international relationships that vary in character, purpose, and duration. Having the ability to recognize these different partnerships with a clear, articulated understanding of their roles and limitations would serve the City of Vancouver's international relationships and interests well.

A framework for the City's international partnerships could include:

Each partnership will have differing goals, criteria, activity levels, time frames, and community involvement. Revising the City's approach to Sister Cities, streamlining its involvement in international development projects, and ensuring that resources are committed in a coordinated and strategic way will also ensure that the City's international partnerships are successful. The issues surrounding two of these relationship types could be described as follows:

Sister City Relationships

International Development Projects

d. Protocol Responsibilities

Ranging from procedures for specific ceremonies, to advice regarding the sensitivities of particular situations, protocol responsibilities represent the City's commitment to recognizing the importance of individuals and groups, its awareness of procedure and cultural practices both at home and abroad, and the need to represent the City of Vancouver in appropriate ways. A staff member responsible for protocol would serve to represent the City externally, and act as a single access point for protocol concerns and questions.

Protocol activities would involve:

Relationships that are integral to successful protocol activities include:

Other Canadian cities approach protocol in a variety of ways. The City of Toronto, for example, has an Office of Protocol with 12 staff members. Their responsibilities include organizing and managing ceremonial events, visits, courtesy calls, study tours for dignitaries and delegations, corporate awards and recognition, donations of official gifts, protocol advice, flag raisings, and conference and seminar coordination. They also issue proclamations, celebratory scrolls and letters of greeting on behalf of the Mayor and City Council. They are mandated to assist in profiling the City of Toronto in a politically sensitive and positive manner.

There are other models as well. The City of Montreal has a Protocol Secretary in the Mayor's office. Calgary shares protocol duties between two people, as international issues are dealt with by the Executive Assistant to the Mayor for Economic Development and International Relations, and the Coordinator of Citizen Recognitions & Protocol in the City Clerk's office deals with domestic functions and responsibilities.

Recommendation #2

That the ERP create a framework for the City's international partnerships, including Sister City agreements, international development projects, and other links and activities with cities around the world.

C. Principles and Guidelines of an External Relations Program

Broad guidelines will ensure that the City of Vancouver treats all the activities and relationships related to external relations consistently and that the City fulfills its responsibilities to the best of its ability.

The new ERP will be a formal recognition of the importance of being active in the world. Council and staff function as representatives on behalf of the City; their involvement demonstrates the City of Vancouver's commitment to certain principles, issues, and initiatives. It is important, then, that an understanding of the implications of accepting and extending invitations be incorporated into decisions about which ERP activities to support, as this support can have political and financial implications.

Whenever possible, activities should be consistent with the mission, goals, and operating principles of the City of Vancouver. They should also reflect the jurisdiction of the municipal government.

Further, the values associated with civil service should underscore the City of Vancouver's involvement. Certain activities, such as best practices sharing and information exchanges may not accrue direct economic benefit, but they are the City's involvement in the development and sharing of ideas and information. The municipal government has a responsibility to serve the electorate and contribute to the public good. Civic duties at home need to be balanced with responsibility to represent the City to others and in other places.

Any decision to undertake an external relations activity must be based on an assessment of its potential benefits weighed against its potential cost. In more than just financial terms, this represents a broad understanding of the important function that external relations activities serve. It also respects that resource limitations require engagement to be strategic, selective, and coordinated.

D. Resources

A concerted effort to change the City's approach to external relations will require adequate support, and this support will likely have implication for the City's operating budget. A new External Relations Program's predominant resource requirements will be new staff, with modest requirements for direct funding and in-kind services.

Staff

Recommendation #3

That two new positions be created: a Director of External Relations, and an External Relations Coordinator.

Budget Implications

In Kind Services

Recommendation #4

That City Council authorize an appropriate level of operational funding to support the activities of the External Relations Program;

V. Organizational Options

The decision to formalize an ERP will involve a need to determine the most appropriate location within the City organization to house any new staff members. A number of different options exist, depending on how City Council envisions the new program.

Organizational Options for an External Relations Program

Option

Benefits

Drawbacks

Status Quo

    · No new resources required

    · does not address pressures for change, including preparation for future events
    · damage to profile and reputation
    · forgone economic benefit
    · increased burden on staff
    · increased risk of embarrassment
    · missed opportunity

Mayor's Office (MO)

    · close connection to interests of City Council
    · access to elected representatives of external relations partners

    · inability to serve both bureaucracy and Council
    · limited stability and continuity

City Clerk's Office (CCO)

    · corporate department with links and access to all areas of COV
    · capacity for protocol
    · already handles some existing external relations activities, i.e. visits, professional courtesies, protocol activities, Sister City relationships
    · close links with both Council and bureaucracy
    · ability to manage information flow and reporting structures across organization
    · close link to CMO allows for oversight and link to strategic directions

 

City Manager's Office (CMO)

    · corporate department with links and access to all areas of COV
    · already handles some external relations activities, i.e. visits, travel, projects, major events
    · link between Council and Bureaucracy
    · strong oversight capacity
    · ability to manage information flow and reporting structures

    · office is modelled as a small city CMO that may not wish to house additional staff

Recommendation #5:

That new staff positions be placed in the City Clerk's Department to ensure broad oversight, functional reporting structures, and service to all areas of the municipal government.

VI. IMPLEMENTATION ISSUES

Changing resource needs over time

Reporting Structure and Information flow

Performance Standards

Recommendation # 6:

That a program review of the External Relations Program be conducted after a period of one year, and a report to City Council be submitted that includes:

a. Information on relevant implementation issues
b. A summary of its activities and successes
c. Any relevant challenges and obstacles encountered
d. An assessment of its resource needs based on activity levels
e. A description of its reporting relations within the City and with external groups, organizations and institutions;
The Second Category of External Relationships

Recommendation #7:

That the Steering Committee assess whether to proceed with a study of the second category of external relations, which includes intergovernmental affairs, inter-municipal affiliations, and regional/community agencies, associations, and organizations.

VII. RECOMMENDATIONS

Recommendations for the ongoing management of external relations include the following:

1. That the City of Vancouver move forward with the creation of an External Relations Program that addresses current needs and upcoming pressures. Its initial mandate would include the relationships and activities affiliated with visit coordination and support, event responsibilities and protocols, international partnerships, and protocol responsibilities;

2. That the ERP create a framework for the City's international partnerships, including Sister City agreements, international development projects and other links and activities with cities around the world;

3. That two new positions be created: a Director of External Relations and an External Relations Coordinator;

4. That City Council to authorize an appropriate level of operational funding to support the activities of the ERP;

5. That the ERP be placed in the City Clerk's department to ensure broad oversight, functional reporting structures, protocol capacity and service to all areas of the municipal government;

6. That a program review of the External Relations Program be conducted after a period of one year, and a report to City Council be submitted that includes:

Appendix A - City of Vancouver External Relations Categories

Category

A

B

Characteristics

Logistical, information-based, protocol oriented
Less direct relationships with the policy environment
Centrally coordinated/housed initiatives
May be one-off or limited time-frame relationships

Content or policy-based, advocacy, expertise oriented
More direct relationship with the policy environment
May require coordination across the City of Vancouver
Ongoing

Relationships and Activities

Visit Coordination (both incoming and outgoing)
official delegations, including Council travel
Professional Courtesies
Information sharing and exchanges
City hall and site Tours

Event protocol and related Responsibilities, including:
World Urban Forum
2010 Winter Olympics

International Relationships
International Agreements, including Sister Cities
International Development Projects

Protocol Responsibilities
support for visits, travel, and protocol functions
proclamations, awards, flag raising, gift exchanges

Intergovernmental Affairs
Federal/Provincial Relations
`New Deal' negotiations, Legacy 2010, etc.
Vancouver Agreement
GVRD and Translink
Neighbouring Municipalities
e.g. Electoral Area `A', Richmond, Burnaby

Inter-municipal Associations
FCM, UBCM
International Organizations

Regional and Community Agencies, Organizations, Associations, and Institutions
e.g. Vancouver Board of Trade, Universities, etc.

Financial Implications

Within current staffing load (once ERP is established)
Direct funding or in-kind services
May involve special event funds from Mayor's office
May have implications for the Operating Budget

Staff assigned directly to these particular functions
May require modest operating/travel budget

Appendix B
Examples of Upcoming Major Events and Meetings
Vancouver 2005 - 2010

Date

Event/Meeting

Attendance

Venue(s)

2005

2005/03/10 - 2005/03/12

Association of Dental Surgeons of BC Annual Meeting

3000

 

2005/08/15 - 2005/08/17

Canadian Bar Association Annual Meeting

1200

 

2005/09/08 - 2005/09/11

Bell Canadian Open Golf Tournament

 

Shaughnessy Golf and Country Club

2005/09/28 - 2005/10/01

Union of BC Municipalities Annual Meeting

1600

 

2005/10/07 - 2005/10/09

PEO Sisterhood Biennial Conference

3500

 

2005/11/26 - 2005/11/27

CFL Grey Cup Game

60,000 

BC Place

2005/12/26 - 2006/01/05

World Junior Hockey Championship

150,000 

GM Place, PNE Coliseum

2006

2006 - TBD

UN HABITAT World Urban Forum

 

 

2006/08/15 - 2006/08/17

Canadian Auto Workers CAW Constitution

1500

 

2006/08/17 - 2005/08/20

Pan Pacific Swimming Championships

 

University of British Columbia

2007

2007/04/15 - 2007/04/20

World Conference for Physical Therapy World Congress

3000

 

2007/09/19 - 2007/09/22

American Association of Bovine Practitioners Annual Meeting

2500

 

2008

2008/01/01 - 2009/01/06

Various Test Events for the Winter Olympics

 

Olympic Venues

2008/03/23 - 2008/03/30

Society for American Archaeology Annual Conference

3200

 

2008/04/09 - 2008/04/12

American Association of Endodontics Annual Meeting

3800

 

2009/05/17 - 2009/05/22

American Society of Neuroradiology Annual Meeting

2100

 

2009

2009/07/31 - 2009/08/09

World Police and Fire Games

12 000

TBD

2010

2010/02/11 - 2010/02/28

XXI Winter Olympic Games

20 000
participants +

Whistler/Blackcomb

 

 

 2.3 million attendees

Whistler Nordic Centre

 

 

 

Hillcrest/Nat Bailey Stadium Park

 

 

 

Cypress Ski Hill

 

 

 

GM Place

 

 

 

UBC Ice Facility

 

 

 

Pacific Coliseum

 

 

 

Simon Fraser University

2010/03/05 - 2010/03/14

X Paralympic Winter Games

 

Whistler/Blackcomb

 

 

 

Whistler Nordic Centre

 

 

 

Meadow Park Sports Centre, Whistler

 

 

 

The Entertainment Complex, Whistler

Appendix C
External Relations in other Canadian Cities

City

Relationship Type

Calgary

Toronto

Visit Coordination

Official Delegations handled by the Mayor's Office
Professional Courtesies handled both at a departmental and corporate level
City Clerk's offers a "tour program" with tours of City Hall, Municipal Building & Council Chambers - provided by trained volunteers

See above
Policy and Finance Committee (11 members of City Council) provide guidance for corporate international activities

Events

For the 1988 Olympics, created an Olympic Liaison Director who oversaw Olympic preparation across numerous departments
Staff were seconded for Olympic preparation from Security, Engineering, Transportation, Emergency Medical Services, Infrastructure, Public Works, community involvement.

large events, such as World Youth Day, the Rolling Stones, create need for coordination with a number of organizations and agencies
Secretariats usually housed in Economic Development Office
Key people from the community that have roles for large events meet on a regular basis to streamline coordination ex. Health authority, transit commission, security and emergency services, etc.

Protocol

Executive Assistant to the Mayor - Economic Development and International Relations handles official delegations, int'l visits and gift exchanges
Coordinator of Citizen Recognitions & Protocol in City Clerk's office deals with domestic protocol functions and responsibilities

Protocol Office for Toronto has twelve staff members - responsibility includes organizing and managing ceremonial events, visits, courtesy calls, study tours for dignitaries, corporate awards and recognition, donations of official gifts, protocol advice, flag raisings, and conference and seminar coordination
The office also issues proclamations, celebratory scrolls and letters of greeting on behalf of the Mayor and City Council
Mandate is to assist in profiling the City of Toronto in a politically sensitive and positive manner

Sister Cities and International Activities

Handled jointly by the Mayor's Executive Assistant - Economic Development and International Relations and the Calgary Economic Development Office's Calgary Sister Cities Commission
Commission is mandated through council resolution (C2002-36) from April 29,2002
terms of reference are to coordinate the activities of the individual Sister city Committees, provide a forum for information exchange and further develop the general policies for sister city relationships
Commission composition includes an Alderman and the International Affairs Liaison (Mayor's Office)
Active Program whose mission is to facilitate economic development, foster educational linkages, increase global cooperation and promote cultural understanding
Includes a Youth Ambassador Exchange Program (current) that sends two high school students to a sister city for a 2 week stay
Sister Cities are:
Daqing, China
Naucalpan, Mexico
Jaipur, India
Daejeon, South Korea
Quebec City, Canada
Phoenix, USA

Housed in the Economic Development Office
Sister Cities are:
Chicago, USA
Indianapolis, USA
Chongqing, China
Has a variety of other kids of agreements, including:
Friendship Agreements with
Haifa, Israel
Chnkaya-Ankara, Turkey
Sagamihara, Japan
Warsaw, Poland
Frankfurt, Germany
Shenyang, China
Wuxi, China
Xiamen, China
Thessaloniki, Greece
Cassino, Italy
Terracina, Italy
Lisbon, Portugal
Volgograd, Russia
Kiev, Ukraine
Economic Co-operation Agreements with:
Tianjin, China
Merignac, France
Twinning Agreements with
Amsterdam, Netherlands
Tripolis, Greece
Skopje, Macedonia
Wroclaw, Poland
International Alliance with
Milan, Italy
Fraternization Agreement with
Florina, Greece
Informal Partnership with
Aquila, Italy
Cultural Exchange with
Tatsunokuchi, Japan

Appendix D
Interim External Relations Guidelines

One of the initial tasks of External Relations Staff will be to develop corporate guidelines and practices around how the City treats requests to host visits from incoming groups. However, it may be a number of months before the ERP is operational, and in the interim, the City continues to receive a multitude of requests for a variety of reasons.

The questions, information and diagram below suggest a line of inquiry useful to determining a course of action for professional courtesies and other visit requests. They also suggests possible vetting practices to ensure that the City maximizes the benefit of these activities, upholds a commitment to best practices sharing, uses staff time and resources effectively, and seeks to understand, insofar as possible, the intention and specific objectives of incoming visitors. A useful line of inquiry could include the following:

What is the nature of the request?

Is the request legitimate?

What is the group asking for? Can the City accommodate?

Is there a benefit to the City?

Would the City benefit from asking for additional information from the visitor(s)?

Interim Guidelines for Requests to Host Visitors

Appendix E
Annual Major Events in Vancouver

Date

Event

Attendance

Venue/Site

January 1

English Bay Polar Bear Swim

~ 1500 swimmers

English Bay

Late January - early February

Chinese New Year

 

Dr. Sun Yat-Sen Garden, Chinatown

Early February

Pacific Road Runners First Half - Half Marathon

~2000 Runners

English Bay and Stanley Park Seawall

March

Vancouver Playhouse International Wine Festival

20,000

Vancouver Convention and Exhibition Centre

Mid March

One Week CelticFest and St. Patrick's Day Parade

Parade - 15,000-20,000

Downtown/
Granville Street

Mid April

Vancouver Sun Run

50,000

Downtown/6th Ave to BC Place

Mid April

Khalsa Diwan Society Vaisakhi Parade

50,000

Southeast Marine Drive, Main Street, 49th Street, Fraser Street

Late April

Kerrisdale Carnival Days

n/a

Kerrisdale

Early May

Vancouver International Marathon

12,000

Vancouver

Late May

Children's Festival

53,000

Vanier Park

Late May

International Candlelight Memorial

1500

Alexandra Park

Late May

Aga Khan Foundation Partnership Walk and BBQ

n/a

Stanley Park/ Lumberman's Arch

May

Vancouver Jewish Film Festival

n/a

Pacific Cinematheque and the Norman Rothstein Theatre

May

New Play Festival

n/a

Granville Island

Mother's Day

Pacific Spirit Run

2,500

Pacific Spirit Park

June- September

Bard on the Beach

80,000

Vanier Park

June

City Fest Multicultural Festival

n/a

Hastings Park

Mid June

VanDusen Garden Show

n/a

VanDusen Garden

Mid June

Alcan Dragon Boat Festival

100,000

Concord Pacific Place, Science World, Creekside Park

Mid June

PACIFIC Rim Kite Flying Festival

n/a

Vanier Park

Mid-Late June

Festival d'ete Fancophone

n/a

Various Sites

June 21

National Aboriginal Day Community Celebration

n/a

Trout Lake Community Centre

Late June

Scotia Bank ½ Marathon

3,600

Stanley Park/ Downtown

Late June - Early July

TD Canada Trust Internaional Jazz Festival

460,000

Various Sites

July 1

Canada Day Celebration

n/a

Canada Place
Granville Island
Grouse Mountain
Coal Harbour C.C.
Hastings C.C.

July

Stanley park Open Tennis Tournament

n/a

Stanley Park Tennis Courts

July-August

Theatre Under the Stars

n/a

Malkin Bowl at Stanley Park

Early July

Greek Summer Festival

n/a

Kitsilano

Early July

Dancing on the Edge Dance Festival

n/a

Firehall Arts Centre

Mid-July

Vancouver Folk Music Festival

30,000

Jericho Beach Park

Mid July

SUCCESS Walk with the Dragon

10,000-12,000

Lumbermen's Arch, Stanley Park

Late July

Molson Indy

160,000

Creekside Park

Late July

Illuminares Lantern Festival

20,000

Trout Lake

Late July

Powell Street Festival

n/a

Oppenheimer Park

Late July - Early August

Celebration of Light

1.4 million

English Bay

Late July - Early August

Vancouver Chamber Music Festival

n/a

Crofton House School, UBC

Late July - Early August

Vancouver International Comedy Festival

n/a

Granville Island

Late July - Early August

Vancouver Gay Pride Parade and Festival

n/a

Various Sites, Beach Avenue, Sunset Beach Park

Late July - Early August

Vancouver Early Music Festival

n/a

UBC

August

Festival Vancouver

16,000

Various Venues

August

Vancouver Queer Film and Video Festival

8,000

Various Venues

August

Pacific National Exhibition

+ 1 million

Hastings Park

August

Iskcon Parade & Festival of India

10,000

Ceperly Park and Beach Avenue

August

Wooden Boat Festival

n/a

Granville Island

September

Vancouver Triathlon

600

Stanley Park

September

Terry Fox Run

1,500

Stanley Park

September

The Fringe - Vancouver's Theatre Festival

n/a

Various Locations

Late September

Vancouver International Film Festival

150,000

Various Locations

Late September - Early October

Mid-Autumn Moon Festival

n/a

Dr. Sun Yat-Sen Garden

October

Vancouver International Writer's Festival

n/a

Granville Island

Early October

CIBC Run for the Cure

n/a

n/a

Late October

Parade of Lost Souls

15,000

Grandview Park

November 11

Remembrance Day Services

n/a

Various Sites

November

New Music West Festival

Features 250+ bands

Over 25 venues

December

Christmas Carol Ship Parade

n/a

English Bay

December

Festival of Lights

n/a

VanDusen Botanical Garden

December 22

Winter Solstice Lantern Procession

n/a

David Lam Park

December 31

First Night Vancouver

n/a

Granville Island

Appendix F
Potential Job Descriptions for External Relations Staff

I. Director of External Relations

Major Responsibilities:

Have responsibility for, and provide leadership in the operation of the City's External Relations Program, including functions, visits and travel, event-related formalities, certain areas of project collaboration and international partnerships. Works to effectively promote a positive profile for the City in the local, regional, national and international community.

Specifically:

(i.) Directing all aspects of the City of Vancouver's external relations program, including the City's protocol needs, the production and management of civic and hospitality events, official visits, corporate professional courtesies, event related responsibilities, project coordination and support for international partnerships.

(ii.) Formulating and implementing corporate policies, standards, and procedures on all matters of related to the mandate of the City's External Relations Program.

(iii.) Providing professional, sophisticated, and effective protocol advice to the Mayor, Members of Council, and City departments, agencies, boards and commissions, particularly on issues of political and cultural sensitivity

(iv.) Liaising and Coordinating with Mayor and Council, City officials and external stakeholders and organizations on matters related to the City's external relations

(v.) Overseeing the communications component of external relations events and working in consultation with the corporate communications department on communications related issues

(vi.) Designing and implementing complex protocol external relations activities such as ceremonies, international visits, and major event protocol oversight, including the preparation and monitoring of the budget assigned to the event/activity and liaising with all relevant stakeholders.

(vii.) Establishing and maintaining key contacts with other governments, agencies, boards and commissions on the local, national and international level.

(viii.) Demonstrating commitment to the organizational values and principles and have the ability to forge effective partnerships with various stakeholders.

(ix.) Developing the program budget and being accountable for the annual budget for the External relations program.

(x.) Developing and implementing program performance measurements.

Qualifications:

II. External Relations Coordinator

Major Responsibilities:

Coordinate and support the operation of the City's External Relations Program, including protocol functions, visits and travel, event-related formalities, certain areas of project collaboration and international partnerships.

Specifically:

(i.) Coordinating the delivery and administration of the City of Vancouver's External Relations program, including the City's protocol functions, the production of civic and hospitality events, ceremonial events, official visits and corporate professional courtesies, and support for international partnerships.

(ii.) Providing input to the director of External Relations on strategic planning related to the City's external relations

(iii.) Liaising and Coordinating with Mayor and Council, City officials and external stakeholders and organizations on matters related to the City's external relations.

(iv.) Designing and implementation various protocol events and external relations activities and provide input to the Director of External Relations on complex protocol events.

(v.) Researching, preparing and distributing background materials on individuals, cities and countries and other resource materials for visits, ceremonies, and protocol events.

(vi.) Performing varied administrative duties involving the operation of the External Relations Program including:

(vi.) Monitoring current civic issues, organizes and maintains information files on civic services, issues and activities.

(vii.) Attending and assisting at External Relations functions, which includes liaising with delegations and visitors.

Qualifications


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